Date & Time
Wednesday, March 26, 2025, 2:00 PM - 3:00 PM
Name
Embracing Government Enforcement and Compliance in Highly Regulated Environments
Description
This session delves into the evolving landscape of government enforcement priorities and their profound impact on corporate legal strategies and operations. As enforcement landscapes shift, understanding how to adapt compliance programs becomes crucial. The session will also explore best practices for conducting effective internal investigations and responses within highly regulated sectors. Attendees will gain insights into the key roles necessary for thorough investigations and essential principles and processes. Discussion topics include:
- The latest trends in government enforcement priorities and how they affect corporate compliance
- Technology and data retention requirements are crucial for compliance in the context of government enforcement
- How to structure effective internal investigations, identify key roles, and understand the necessary guidelines and processes.
- Strategies to navigate complex regulatory environments, evaluate existing compliance frameworks, identify gaps, and recommend effective remediations
Speakers
Lesley Marlin - FINRA
Denver Edwards - Bradford Edwards & Varlack LLP
Nick Morgan - Xapien
Thai Trower - Marqeta
Denver Edwards - Bradford Edwards & Varlack LLP
Nick Morgan - Xapien
Thai Trower - Marqeta
Eligibility
CLE
Location Name
Sutton Center