Full Name
John Pepe
Job Title
Chief Compliance and Regulatory Officer
Company
Proofpoint-Casepoint
Speaker Bio
John Pepe is Regulatory Technology and Counsel helping customers solve legal, compliance and regulatory challenges using industry best practices and the latest analytics tools.
John holds a Law Degree with a concentration in Corporate and Securities Law from Rutgers Law School and holds FINRA Series 7, 24, and 4 Principal registrations.
Prior to joining Proofpoint, John was a financial services compliance officer and is still very active as an industry advisor to asset managers, banks, and brokerages.
John holds a Law Degree with a concentration in Corporate and Securities Law from Rutgers Law School and holds FINRA Series 7, 24, and 4 Principal registrations.
Prior to joining Proofpoint, John was a financial services compliance officer and is still very active as an industry advisor to asset managers, banks, and brokerages.
Speaking At
