Tammy Eisenberg has over 20 years of experience providing compliance and legal advice to financial services firms of all sizes and scopes. Her expertise includes FinTech, investment management, BaaS, investment banking, information barriers, conflicts of interest and other key issues impacting financial services providers.

Most recently, she has been affiliated with Goalsetter, Jefferies/M Science, Stash, BNY Mellon, CLS Bank and DIAM USA Inc., a subsidiary of Mizuho Financial Group. She has been a featured speaker at the Association of Internal Bank Auditors Quarterly Meeting (March 6, 2014), American Bar Association “Is the DOJ and SEC War on Insider Trading Rewriting the Rules” (September 23, 2011), American Bar Association Third Annual FCPA Update (December 9, 2010), Frontline Compliance Forum - Compliance Now – Myth vs. Reality (October 21, 2010), IA Watch Compliance Summit 2010 – Innovative Techniques to Spruce Up Your Compliance Training (March 26, 2010), IA Watch Webinar – Best Practices to Combat Insider Trading (December 15, 2009) and was published in the Journal of Securities Law, Regulation and Compliance – Developing Effective Compliance Training for Investment Advisers (July 2010). Tammy is a graduate of Widener Commonwealth School of Law (1995).