A regulatory inquiry can put legal and compliance teams under immediate pressure to understand what is being asked, establish the facts, and shape a coordinated response. That work can be difficult when relevant information is spread across systems and teams, responsibilities are unclear, or the inquiry raises questions that cross legal, compliance, privacy, security, and business functions.
This roundtable will explore how corporate legal and compliance teams can use AI to move from inquiry to informed response. Participants will discuss ways to adopt AI to speed up the process: interpret an inquiry, assess relevant facts and obligations, identify information gaps, and develop a response strategy grounded in traceable sources. The discussion will also consider how agentic AI can support this workflow while keeping counsel in control of consequential decisions.
- Turn the inquiry into a coordinated response plan. Explore how agents can interpret the inquiry, identify requested information and potential obligations, surface key dates, and organize the steps, stakeholders, and approvals needed to respond.
- Connect the facts across sources and teams. Discuss how specialized agents can work across connected applications to locate relevant information, compare it with the inquiry, summarize source-backed findings, and flag missing, conflicting, or unverified facts.
- Prepare and govern response work. Consider how agents can assemble findings, develop response materials for counsel’s review, coordinate follow-up tasks, and maintain source traceability and an audit trail, with human approval at consequential points.
Supported by: Exterro