Executive Vice President, Deputy General Counsel & Corporate Secretary
Citizens Financial Group
Current Area of Focus/Expertise:
•Administering Board and Board Committee meetings.
•Advising the Board of Directors, the Chairman and senior management on corporate governance matters.
•Drafting and advising on SEC and NYSE filings.
•Overseeing compliance with other public company obligations of the Company.
•Providing shareholder services including the administration of the Annual Meeting of Stockholders, preparation and distribution of the Proxy Statement and other related materials and shareholder communication and outreach.
•Assisting the Finance and Treasury functions with various corporate actions.
•Managing Director, Associate General Counsel and Corporate Secretary - RBS Americas
•Managing Director and Associate General Counsel - RBS Greenwich Capital
•Associate Counsel, Corporate Assistant Secretary - The Estee Lauder Companies Inc.
•Director and Counsel - Credit Suisse First Boston LLC
•Senior Vice President and Senior Associate General Counsel - Instinet Group Incorporated
•First Vice President & Counsel - Salomon Smith Barney Inc. (f/k/a Salomon Brothers Inc)
•Associate - Stroock & Stroock & Lavan
•Juris Doctor, magna cum laude - New York University School of Law, May 1992
•BS Economics, cum laude - The Wharton School, University of Pennsylvania, May 1989